Air & Water Technologies
Executed consent solicitation, tender offer and refinancing of $160 million of debentures.
Capital Raise
Allied Colloids plc
Advised on its $390 million acquisition of CPS Chemicals Inc, and related equity and debt financing.
Capital Raise & M&A
American Capital Strategies, Ltd.
Partnered with an industry executive and financial sponsor to fund the acquisition of Pasternack Enterprises.
Capital Raise & M&A
BBHJ, LLC
Advised on the placement of debt financing for its acquisition of Wellington E, LLC..
Capital Raise
Beverly Enterprises, Inc. (Appaloosa Management LP, Franklin Mutual Advisors, LLC, Formation Capital, LLC)
Initiated and advised activist shareholder group on equity investment and potential acquisition of Beverly Enterprises.
Capital Raise
Brown Trout Publishers
Advised on Senior Debt restructuring and equity recapitalization.
Capital Raise
Bruister & Associates, Inc.
Advised on a debt recapitalization of the Company.
Capital Raise
Caminus Corp
Advised on its initial public offerring of $70 million of common stock.
Capital Raise
Catalyst Energy Corp.
Advised on a $200 million convertible, subordinated debenture offering.
Capital Raise
Columbia Hospital Corporation
Advised on a secondary offering of common stock.
Capital Raise
Desc, Sociedad de Fomento Industrial, F.A. de C.V.
Advised on a $125 million bond offering.
Capital Raise
DirectTech Holdings, Inc.
Advised on a debt recapitalization of the Company.
Capital Raise
Extensity, Inc.
Advised on its initial public offerring of $80 million of common stock.
Capital Raise
Games to Learn
Advised on its recapitalization with First Analysis Corporation.
Capital Raise
Huntingdon plc
Provided financial advisory services.
Capital Raise & M&A
Intershop Communications AG
Advised on a public secondary $107.5 million equity offerring.
Capital Raise
Interwise Inc.
Advised on its private placement of $25 million of preferred stock to strategic and financial buyers.
Capital Raise
ISPAT
Placed $175 million of senior notes.
Capital Raise
Jeanette Frocks, Inc.
Advised on an equity private placement.
Capital Raise
J.F. Acquisition Corporation
Advised on the acquisition and financing of Jeanette Frocks, Inc..
Capital Raise & M&A
Keywell LLC
Provided financial advisory services.
Capital Raise & M&A
Liposome Technology, Inc.
Advised on a secondary offering of common stock.
Capital Raise
MarchFirst
Advised the Company in a $150 million private placement from a private equity sponsor (PIPE).
Capital Raise
Martin Marietta Materials
Advised on the initial public offering for approximately $202 million.
Capital Raise
Medco Containment
Placed $150 million convertible debentures.
Capital Raise
Medical Marketing Group, Inc.
Advised on the initial public offering of common stock.
Capital Raise
Medical Marketing Group, Inc.
Placed $50 million convertible debentures.
Capital Raise
The Mediplex Group, Inc.
Advised on the initial public offering of common stock.
Capital Raise
Metcalf & Eddy Companies, Inc.
Advised on initial public offering of common stock.
Capital Raise
Metcalf & Eddy Companies, Inc.
Advised on a secondary offering of common stock.
Capital Raise
Met-Mex Penoles
Placed $100 million in secured export notes.
Capital Raise
Mission Landscape Services, Inc.
Advised on the placement of capital for a discounted pay-off of subordinated debt.
Capital Raise
National Rehabilitation Centers, Inc.
Advised on initial public offering of common stock.
Capital Raise
Odyssey International Holdings Limited
Advised on the acquisition and financing of The North Face brand.
Capital Raise
Optio Software, Inc.
Advised on its initial public offerring of $50 million of common stock.
Capital Raise
Osteotech, Inc.
Advised on private placement of approx. $8 million.
Capital Raise
Pacific Pharmacy, Inc.
Advised on an equity private placement.
Capital Raise
Pacific Pharmacy, Inc.
Advised on a debt recapitalization.
Capital Raise
Pharmacia & Upjohn
Advised on $2 billion secondary offerring.
Capital Raise
Shield Healthcare, Inc.
Advised management on and assisted in raising financing for buyout of controlling interest from Kobayashi Pharmaceuticals Co., Ltd.
Capital Raise
Student Loan Corporation
Advised the special committee of independent directors on Citigroup's proposal to acquire the remaining 20% of shares from the public.
Capital Raise
T2 Medical, Inc.
Advised on a secondary offering of common stock.
Capital Raise
TEAM Communications Group, Inc.
Raised bridge financing from accredited investors.
Capital Raise
Telesuite Corporation
Advised on the private placement of bridge financing from accredited investors.
Capital Raise
Triton Container International Limited
Advised on secondary offering of common stock.
Capital Raise
Ventana Medical Systems, Inc.
Advised on its initial public offering of common stock.
Capital Raise
Viador, Inc.
Advised on its initial public offerring of $36 million of common stock.
Capital Raise
YPF
Placed $350 million of senior notes.
Capital Raise
YPF, SA
Privatization / Initial Public Offering of $3.5 billion.
Capital Raise
Zenith Laboratories, Inc.
Advised on a secondary offering of common stock.
Capital Raise
ACCO Engineered Systems, Inc.
Structured, raised capital and advised on a 100% ESOP buyout.
ESOP
AMA Plastics, Inc.
Structured, raised capital and advised ESOP Exploratory Committee on a 30% ESOP buyout.
ESOP
Attorney Recovery Systems, Inc.
Structured, raised capital and advised on a 30% ESOP buyout.
ESOP
California Plastering, Inc.
Structured, raised capital and advised on a 100% ESOP buyout.
ESOP
CM Automotive, Inc.
Structured, raised capital and advised on a 100% ESOP buyout.
ESOP
Custom Metal Fabricators
Structured, raised capital and advised on a 100% ESOP buyout.
ESOP
DecisionQuest, Inc.
Structured, raised capital and advised on a 100% ESOP buyout.
ESOP
Global Entertainment Partners
Structured, raised capital and advised on a 100% ESOP buyout.
ESOP
John Jory Corporation
Structured, raised capital and advised ESOP Exploratory Committee on a 30% ESOP buyout.
ESOP
The Management Association, Inc.
Structured, raised capital and advised on a 100% ESOP buyout.
ESOP
Mission Landscape Services, Inc.
Structured, raised capital and advised on a 60% ESOP buyout and a sale of the remaining 40% to the son of selling shareholders.
ESOP
Pala Group, Inc.
Structured, raised capital and advised on a 100% ESOP buyout.
ESOP
Pegasus Building Services
Structured, raised capital and advised ESOP Exploratory Committee on a 30% ESOP buyout.
ESOP
Rincon Technology
Structured and advised on a contributory ESOP and performed valuation work for this plan.
ESOP
Ross Bindery, Inc.
Structured, raised capital and advised on a 100% ESOP buyout.
ESOP
S&J Supply Company
Structured, raised capital and advised on a 100% ESOP buyout.
ESOP
Signtronix
Structured, raised capital and advised on a second stage ESOP buyout whereby the ESOP increased its ownership from 30% to 100%.
ESOP
Southern California Boiler, Inc.
Structured, raised capital and advised on a 100% ESOP buyout.
ESOP
Southern California Pipeline, Inc.
Structured, raised capital and advised on a 100% ESOP buyout.
ESOP
S.P.E.P Acquisition Co.
Structured, raised capital and advised on a 100% ESOP buyout.
ESOP
TEC, Inc.
Structured and advised on a redemption transaction resulting in the existing ESOP increasing its ownership from 59.51% to 100%.
ESOP
Transpacific Management Services, Inc.
Structured, raised capital and advised on a 45% ESOP buyout.
ESOP
Undisclosed Home Health Company
Structured, raised capital and advised on a 100% ESOP buyout.
ESOP
Undisclosed Government Contractor
Structured, raised capital and advised on a 100% ESOP buyout.
ESOP
United Source One, Inc.
Structured and advised on a 35% ESOP buyout.
ESOP
USCB, Inc.
Structured, raised capital and advised on a 100% ESOP buyout.
ESOP
XL Fire Protection, Inc.
Structured, raised capital and advised on a 100% ESOP buyout.
ESOP
